Privacy & Terms of Use
Invested Banker to the Consumer Industry


At Sawaya Partners LLC (Sawaya Partners, or “us,” our, or “we”), we intend to give you as much control as possible over any personal information that you may submit to us through the website (this “website”). There are times, when we may collect personal information from you, such as your name, address, phone number, fax number, or email address (“personal information”). We will use such personal information in connection with the purpose for which you submitted it, for example, to respond to your requests for additional information about us; for reasonable business purposes; for business communications; to monitor, improve and administer the website and the services provided on this website; to provide you with information on selected services that we think may be of interest to you (unless you have asked us not to do so); and to enable us to comply with our legal and regulatory obligations or as otherwise permitted by law. It is our intent to inform you in advance about any other use of your personal information. You expressly agree with the collection, use, storage and handling of your personal information as set out in this Privacy Statement. If you do not provide all the information we need to fulfill a request, we may not be able to give you the information you request. You confirm that all information you supply will be accurate and that we may disclose such information as we consider necessary to comply with any reporting or legal and regulatory requirements. If you tell us that you do not wish to have your personal information used as a basis for further contact with you, we will respect your wishes. We will make a sincere effort to respond to your requests to correct inaccuracies in your personal information in a timely manner.

We will not provide your personal information to third parties, except to our service providers as necessary to diagnose and correct problems with this website, and except where legally required or authorized by law to do so, at the request of governmental authorities conducting an investigation, to verify or enforce compliance with the policies governing this website and applicable laws, to protect against fraud or misuse or unauthorized use of this website, or to a successor entity in connection with a corporate merger, consolidation, sale of assets, or other corporate change respecting our business. When you provide personal information to us, you expressly consent to the sharing of such information with third parties for the purposes set forth in this Privacy Statement and our Terms of Use.

There are various technologies, including “cookies”, which can be used to provide you with tailored information from a website. A cookie is an element of data that a website can send to your browser, which may then be stored on your system. This website may use cookies or other technologies which collect information automatically, such as information about your Internet connection; the equipment you use to access this website, but not the domains from which you visit; browser information (including the browser you are using, the size of the browser window, the resolution of the user’s screen, the use of Java or Flash applications, and the language settings of the browser); usage details (including the URL and title of the page you are viewing); and, IP address, so that we can better serve you when you return to this website. We analyze this data for trends and statistics, and we may share it with third party service providers such as Google Analytics, or we may retain it. If we do retain such data, we will do so in a manner such that it is not linked to any personal information you have submitted to us. You can set your browser to notify you when you receive a cookie, giving you the chance to decide whether to accept it. This website may contain links to other websites. Sawaya Partners is not responsible for the privacy practices or the content of such websites.

Some web browsers may transmit “do not track” signals to the websites and other online services with which the browser communicates. There is no standard that governs what, if anything, websites should do when they receive these signals. We currently do not take action in response to these signals. If and when a standard for responding is established, we may revisit our policy on responding to these signals. We use reasonable efforts to maintain physical, electronic, and administrative safeguards to protect your personal information from unauthorized or inappropriate access but we note that the Internet is not a secure medium.

Although we endeavor to take steps to provide a secure environment for users accessing this website, due to the nature of the Internet, we cannot guarantee confidentiality or security of the personal and other information being provided. We make no warranty whatsoever to you, express or implied, regarding the security of the website, including with respect to the ability of unauthorized persons to intercept or access information transmitted by you through the Internet.

We welcome your e-mail correspondence. However, it is possible that information transmitted to us electronically may be read or obtained by other parties. Messages sent over the Internet cannot be guaranteed to be completely secure or error free as they are subject to possible interception, corruption, delay, loss or possible alteration, for which we are not responsible. We will not be liable to you or anyone else for any damages or otherwise in connection with any messages sent by you to us, or any message sent by us to you over the Internet. If you send e-mail (encrypted or not) to us over the Internet, you are accepting the associated risks, including lack of confidentiality.

Further, despite all possible security measures that we would take to keep this website free from hacking and other interference, this website like any other site is not free from such risks. We disclaim all liability on account of any loss or damage that any user may suffer or incur on account of any alteration or manipulation of any data or information accessed or downloaded from this website.

While we endeavors to take every reasonable precaution to ensure accuracy, security and confidentiality of information available through or on this website, we cannot be held responsible for any consequence of any action(s) carried out by any authorized or unauthorized user.

You have certain rights under applicable laws to access, rectify or delete your personal information held by us and to object, where legitimate, to the processing of data relating to you. You can contact us to request a review or update of that information. If our information practices change at some time in the future, we will post the policy changes to this website to notify you of these changes, which changes will become effective at the time of such posting. If you have any questions regarding this Privacy Statement, please contact us.

Terms of Use

Welcome to website (this “website”). If you continue to browse and use this website, you are agreeing to comply with and be bound by the following terms and conditions of use, which together with our Privacy Statement, govern Sawaya Partners’ relationship with you in relation to this website. You acknowledge that you have carefully read and agree to be bound by these terms and conditions of use. If you do not agree to these terms and conditions of use, you may not access or otherwise use this website. The term Sawaya Partners or “us,” “our,” or “we” refers to the owner of this website, having an office at 888 Seventh Avenue, 8th Floor New York, NY 10019. The term “you” refers to the user or viewer of this website.

Limits on Use: This website is owned and operated by Sawaya Partners and, together with its content, information, documents, graphics, software or other materials (“Materials”) obtained from this website may be accessed and used solely for informational purposes only. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, create derivative works from, transfer, or sell in any way any Materials obtained from this website, except that you may view the Materials in their present form and you may download on any single computer and print one (1) copy of the Materials for your informational purposes only, provided you keep intact all copyright and other proprietary notices. The use of the Materials on any other website or networked computer environment is prohibited. We do not undertake to advise you of changes in any of the Materials, and you should note the date of publication of each component of the Materials. You acknowledge that none of the Materials made available on or through this website constitutes business, financial, investment, hedging, trading, legal, regulatory, tax, accounting or other advice. You recognize that unauthorized use of website content may subject you to civil or criminal liability.

Subject to these terms of use, we grant you a non-exclusive, non-transferable, limited right to display this website and download the Materials solely to view general information regarding our business. This does not include the right to reproduce, modify, make collections or compilations of, distribute, or publicly display this website or the Materials. You must not transfer the Materials to any other person or entity. You must retain, on all copies of the Materials downloaded, all copyright and other proprietary notices contained in the Materials. You agree to abide by all additional restrictions displayed on this website from time to time. Any unauthorized use of the website, misuse of passwords and/or any other information listed on the website is prohibited. Except as expressly provided herein, we do not grant you any express or implied license or permission under any patents, trademarks, copyrights or trade secret information.

You agree to access the Materials and this website manually, by request, and not automatically, through the use of a “bot” or similar program, or by other means. You agree not to take any action, alone or with others, that would interfere with the operation of this website, to alter this website in any way, or to impede others’ access to and freedom to enjoy and use this website as made available by us.

Information Provided by You: Do not send any confidential or proprietary information to us through this website. No information or materials that you provide to us through this website will be considered or treated as confidential or proprietary. By providing any such information or materials to us, you grant to us an unrestricted, irrevocable, worldwide, royalty-free, non-exclusive license to use, reproduce, modify, publicly display, publicly perform, transmit and distribute such information and materials, and you further agree that we are free to use any ideas, concepts or know-how that you or individuals acting on your behalf provide to us. You agree not to use this website to distribute, email or post any advertising, promotion or solicitation without our prior approval. You agree not to use this website to upload, display or distribute any materials that are defamatory, threatening, obscene, harassing, or otherwise unlawful, or that incorporate the copyrighted, confidential or proprietary material of any other person or entity.

No Solicitation or Recommendation: The contents of this website are prepared by us for general information purposes only and should not be construed as an offer or solicitation or advice or recommendation. Nothing contained on this website shall be construed to be advice, invitation, inducement, offer, recommendation or solicitation for investment or disinvestment in any financial instrument. We have not considered the investment objectives, financial situation or particular needs of the user. It is the responsibility of the user to evaluate all such matters.

Forward Looking Statements: PAST PERFORMANCE IS NO GUARANTEE OF FUTURE RESULTS. Certain of the information contained herein may be based upon forward-looking statements. Forward-looking statements are inherently uncertain and factors affecting the markets in general or industries or issuers in particular may cause events or results to vary from those described herein. Accordingly, you should not rely on or draw conclusions from forward looking statements.

Third-Party Sites: As a convenience to you, we may provide through this website, links to websites operated by other persons or entities. If you use these sites, you will leave this website. We make no warranty or representation regarding, and does not endorse, any linked websites or the information appearing thereon or any of the opinions, ideas, products or services described thereon. Links do not imply that any linked website is authorized to use any of our trademarks, trade names, logos or copyright symbols. In addition, these websites may be governed by a different privacy policy or security practices from this website so it is important that you read the policies of those sites before sharing your personal information. Users shall comply with our request(s) or of any of the third party providers to protect their respective rights in the information and services available on the website.

External Links to the Website: We shall have no liability for third party content or websites linking to or framing this website. All links to this website must be approved in writing by us, except that we consent to links in which: (i) the link is a text-only link containing only the name “Sawaya Partners, LLC”; (ii) the link “points” only to and not to deeper pages; (iii) when activated by a user, the link displays that page full-screen in a fully operable and navigable browser window and not within a “frame” on the linked website; and (iv) the appearance, position, and other aspects of the link neither creates the false appearance that an entity or its activities or products are associated with or sponsored by us nor damages or dilutes the goodwill associated with our name or trademarks. We reserve the right to revoke this consent to link at any time.

Terms for Social Media: The content on Sawaya Partners’ Twitter, Facebook, LinkedIn, and other social media pages (collectively, “social media pages”) is provided as information only. It does not constitute an offer to sell any securities or the solicitation of an offer to purchase any securities. We do not warrant the accuracy, completeness or usefulness of the information available on the social media page. We do not control and are not responsible for any third party content on this page or on other third party sites that may be linked to any of our social media pages. Such third party content or sites should not be presumed to reflect the views of us or our staff. We are not responsible for the ramification of your use of this website or such third party content or sites, or for any third party’s policies or practices regarding security, privacy, use or other matters. We and third parties acting on its behalf, reserve the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. By sending tweets and direct messages to us, you unequivocally consent to such retention and monitoring.

Intellectual Property: This website, including the Materials, is owned by us or our licensors, and is protected under the copyright, trademark and other intellectual property laws of the United States and other countries as well as by international treaties and conventions. Using, copying, or storing any portion of this website for other than your personal informational use without our prior written consent or the relevant licensor is expressly prohibited. The logos, services marks and trademarks of Sawaya Partners are owned exclusively by us. All other trademarks, product names and company names or logos cited herein are the property of their respective owners. This website may contain other proprietary notices and copyright information. You agree to abide by all applicable copyright, trademark and other intellectual property laws and with all additional copyright and trademark notices, information, and restrictions contained in any of the Materials.

Disclaimer of Warranties: The Materials published on this website may include inaccuracies or typographical errors. This website and all Materials are provided on an “as is” and “as available” basis, without warranty of any kind, and we hereby disclaim all warranties and conditions with regard to this website and the Materials, including all implied warranties and conditions of merchantability, fitness for a particular purpose, title and noninfringement. We do not warrant or make any representations regarding the use or the results of the use of the Materials or with respect to their correctness, accuracy, reliability, timeliness, completeness, usefulness, continued availability, or otherwise. The Materials are based upon information that we consider reliable and endeavor to keep current. The information contained on this website has been obtained from various sources and may not have been updated since the original date of posting on this website and may not reflect our current views. Neither we nor any of our directors, partners, employees, agents, advisors or any third-parties used by us for providing the content for this website or any information made available on the website shall in any circumstance be liable for any loss or damage caused by a user’s reliance on such information. We may discontinue or alter any of the services and facilities offered through this website, without providing any prior notification to the user.

We do not warrant that this website or any Materials will be provided on an uninterrupted or error-free basis, that defects will be corrected, that this website or the server that makes it available are free of viruses or other harmful components or relating to any breach of security associated with the transmission of sensitive information through this website or any linked site. In addition, we make no representation about the suitability of the Materials for any purpose. You (and not Sawaya Partners) assume the entire cost and risk of using this website and the Materials. Applicable law may not allow the exclusion of implied warranties, so the above exclusion may not apply to you.

Limitation of Liability: In no event will we or any of our directors, partners, members, employees, agents, affiliates, licensors, service providers or any third party be liable for any direct, indirect, punitive, incidental, special or consequential damages or cost, claim, expense or damages of any kind (including, without limitation, any lost profits, business interruption, loss of information or programs or other data on your information handling system) whether in contract or in tort, (including negligence) arising out of or in any way connected with the use of this website or with the delay or inability to use this website, or for the Materials obtained through this website, or otherwise arising out of the use of this website, or in connection with any failure of performance, error, omission, interruption, defect, delay in operation or transmission, computer virus or line or system failure, of this website or any linked website, whether based on contract, tort, strict liability or otherwise, even if we and/or any such person has been advised of the possibility of such damages. In states/jurisdictions that do not allow the exclusion or limitation of liability for consequential or incidental damages, liability shall not exceed one hundred dollars ($100).

Indemnification: You hereby indemnify, defend, and hold us and our affiliates and our officers, directors, owners, agents, licensors and service providers harmless from and against any and all liabilities, judgments, fines, damages, settlements and costs (including reasonable attorneys’ fees and disbursements) incurred in connection with any claim arising out of any breach by you of these Terms of Use or claims arising from your use of this website. You will cooperate with us in the defense of any claim. We reserve the right, at our own expense, to assume the exclusive defense and control of any matter otherwise subject to indemnification by you.

Choice of Laws/Venues: Any dispute, controversy or claim arising out of or related to this website or to these Terms of Use shall be governed by and interpreted under the laws of the State of New York (excluding any rules of law that would lead to the application of the laws of any other jurisdiction). You agree to submit to the jurisdiction of the state and federal courts in New York County in the State of New York in respect of litigation arising out of or related to your use of this website or with respect to these Terms of Use, waiving all affirmative and legal defenses in respect of jurisdiction, forum and venue. If any provision of these Terms of Use is determined to be invalid, superseded, illegal or unenforceable, in whole or in part, the validity, legality or enforceability of any of the remaining provisions or notices shall not in any way be affected or impaired thereby and shall continue in full force and effect.

Modifications: We reserve the right, at our sole discretion, to change, modify, add, suspend or remove, or to revoke your access to any portion of this website, the Materials, or these Terms of Use, in whole or in part, at any time without prior notice to you. Please continue to review these Terms of Use whenever accessing or using this website. Your use of this website after the posting of changes, modifications, additions or deletions to these Terms of Use will constitute your acceptance of these Terms of Use, as modified. We expressly reject any terms and conditions proposed by you which are in addition to or which conflict with the terms and conditions herein and such proposed terms and conditions shall be of no force or effect.

Securities offered through Sawaya Partners Securities, LLC, member of the Financial Industry Regulatory Authority, Inc. ( and the Securities Investor Protection Corporation (

If you have any questions or comments about our legal statement, please contact us for more information.